Gary Gettenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Gettenberg was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1994. Gary had worked at 29 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2015 - February 28, 2018
ACALYX ADVISORS INC.
May 14, 2015 - July 11, 2017
OLDFIELD CAPITAL GROUP LLC
May 6, 2015 - August 23, 2017
BENTALLGREENOAK REAL ESTATE US LLC
February 20, 2015 - June 1, 2015
DIRECT ACCESS PARTNERS LLC
September 10, 2014 - October 6, 2015
HALCYON CABOT PARTNERS, LTD.
June 10, 2014 - April 30, 2015
TOPEKA CAPITAL MARKETS INC.
May 29, 2014 - July 19, 2017
BENJAMIN SECURITIES, INC.
October 31, 2011 - January 15, 2016
OLSON, CROSS & ALAMO LLC
August 11, 2011 - November 6, 2013
THE GAUSSIAN GROUP, LLC
June 21, 2011 - June 22, 2017
STUYVESANT TRADING GROUP, L.L.C.
June 16, 2011 - March 28, 2014
DERMOTT W. CLANCY CORP.
April 20, 2011 - March 27, 2014
CLANCY FINANCIAL SERVICES, INC.
March 3, 2011 - August 21, 2017
COGENT ALTERNATIVE STRATEGIES, INC.
July 30, 2010 - March 25, 2014
WALLACHBETH CAPITAL LLC
July 23, 2010 - June 5, 2017
FERRETTI GROUP, INC.
July 22, 2010 - July 25, 2011
FELIX INVESTMENTS LLC
July 21, 2010 - April 4, 2012
WORLD-XECUTION STRATEGIES
June 9, 2010 - January 26, 2018
INTEGRAL DERIVATIVES, LLC
July 16, 2009 - June 12, 2017
BAY CREST PARTNERS, LLC
May 18, 2009 - February 1, 2014
ODEON CAPITAL GROUP LLC
July 18, 2008 - October 29, 2013
CARR SECURITIES CORPORATION
July 25, 2005 - July 10, 2009
MND PARTNERS, INC.
May 27, 2005 - September 13, 2010
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
February 4, 2005 - January 16, 2015
ADVANCED EQUITIES SERVICES CORP.
September 18, 2003 - June 26, 2007
VIANET DIRECT, INC.
May 2, 2002 - February 3, 2005
VDM INSTITUTIONAL BROKERAGE, LLC
October 25, 2001 - June 30, 2005
D.R. SAUL & CO., INC.
February 19, 1999 - May 14, 2003
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.
October 31, 1994 - March 6, 1998
SGI, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACALYX ADVISORS INC.
CRD#: 174667 / SEC#: , 8-69577
Contact information
FINRA licenses (40 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACALYX HOLDINGS, INC. | PARENT | |
| LAWHORN, CURTIS JAMES | VICE PRESIDENT | 5344725 |
| MCDONALD, JOSEPH ANDREW | VICE PRESIDENT | 5329122 |
| RINEHART, JENNIFER EUNHA | CEO | 3265973 |
| SILVESTRO, MICHELE | PRINCIPAL FINANCIAL OFFICER | 6960939 |
| SILVESTRO, MICHELE | PRINCIPAL OPERATIONS DIRECTOR | 6960939 |
| SUTHERLAND, JANE LOUISE | COMPLIANCE OFFICER | 6005500 |
| VANDERWOUDE, KARL ANDREW | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 5910116 |
Red Flags
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