Ina C. Fryer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ina Claire Fryer, who also goes by Lane Fryer, Ina Claire Fryer-dechristopher, Ina Lane, was a registered financial professional .
Ina is a previously registered financial professional and started their career in finance in 1989. Ina had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2016 - February 11, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 29, 2016 - February 11, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 2, 2012 - April 18, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 19, 2012 - April 18, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2011 - January 19, 2012
BANCWEST INVESTMENT SERVICES, INC.
March 2, 2011 - January 19, 2012
BANCWEST INVESTMENT SERVICES, INC.
July 2, 2009 - February 24, 2011
CHASE INVESTMENT SERVICES CORP.
June 1, 2007 - February 24, 2011
CHASE INVESTMENT SERVICES CORP.
February 23, 2007 - March 22, 2007
DAVIS DISTRIBUTORS, LLC
August 25, 2006 - February 14, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 25, 2006 - February 14, 2007
MSI FINANCIAL SERVICES, INC.
October 20, 2004 - August 25, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 25, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 25, 2002 - October 20, 2004
QUICK & REILLY, INC.
August 7, 2000 - October 20, 2004
QUICK & REILLY, INC.
September 24, 1997 - November 14, 2000
FIS SECURITIES, INC.
September 9, 1997 - August 7, 2000
FLEET ENTERPRISES, INC.
November 15, 1989 - September 17, 1997
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
