Paul M. Milora
Professional summary
Paul Michael Milora is a registered financial professional currently at LPS CAPITAL LLC located in Marlboro, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Michael Milora's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
LPS CAPITAL LLC
February 2, 2007 - November 26, 2008
MINT BROKERS
October 28, 1996 - December 31, 2017
BGC FINANCIAL, L.P.
September 19, 1989 - November 8, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(1/2/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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