William J. Seery
Professional summary
William John Seery, who also goes by William John Seery III, Bill Serry III, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1990. William has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William John Seery's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2013 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022October 9, 2009 - September 14, 2011
GRANDWOOD SECURITIES LLC
April 20, 2000 - November 7, 2001
CIBC WORLD MARKETS CORP.
December 11, 1996 - April 6, 2000
PRUDENTIAL EQUITY GROUP, LLC
April 29, 1991 - July 31, 1996
TUCKER ANTHONY INCORPORATED
March 9, 1990 - December 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
