Jeffrey M. Hippler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Hippler was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1989. Jeffrey had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1994 - August 26, 1994
TCF INVESTMENTS, INC.
July 5, 1990 - October 26, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 5, 1990 - October 26, 1993
PRUCO SECURITIES, LLC.
September 8, 1989 - May 11, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCF INVESTMENTS, INC.
CRD#: 34954 / SEC#: , 8-46584
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TCF NATIONAL BANK MINNESOTA | EQUITY SHAREHOLDER | |
| SCATTERGOOD, JAMES RODERICK | FINOP AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | 4821114 |
| SHERMAN, NORMAN RALPH | CHEIF COMPLIANCE OFFICER | 2583040 |
| STAUTZ, DAVID MARTIN | DIRECTOR/TREASURER | |
| STOCKMAN, DIANE ONETA | SECRETARY | |
| STRAUB, RICHARD JOSEPH | SROP AND CROP | 2183623 |
| TORVIK, PETER OLE | DIRECTOR, PRESIDENT, CEO,DIRECTOR OF SALES | 1868295 |
| WINSLOW, BARRY NELSON MR | CHAIRMAN | 4864630 |
Red Flags
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