WW
William E. Witzke
ALLSTATE FINANCIAL ADVISORS
AUBURN, CA 95603-3413
Some features on this profile are disabled
CRD#: 1972624
WW
Professional summary
William Edmond Witzke, who also goes by Bill Witzke, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Auburn, California and ALLSTATE FINANCIAL SERVICES, LLC located in Auburn, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Witzke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAX PREPARATION OWNER/TAX PREPARER - PREPARE STATE AND FEDERAL TAX RETURNS 7783 SANTOS ROAD, NEWCASTLE, CA 95658 NOT INVESTMENT RELATED .05% OF TIME DEVOTED TO THIS BUSINESS PLACER COUNTY ASSOCIATION OF REALTORS (PCAR POSITION: Affiliate Committee Member NATURE: Association of Realtors for the County of Placer. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/03/2024 ADDRESS: 270 Technology Way STE 100, Rocklin CA 95675, United States DESCRIPTION: Attend quarterly meetings to review expenses, cash flow and planning per bylaws. ALLSTATE INSURANCE COMPANY (WITZKE FAMILY INSURANCE AND FINANCIAL SERVICES) POSITION: Owner NATURE: Sale of insurance including approved brokerage arrangements INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2022 ADDRESS: 1201 Grass Valley Hwy, Auburn CA 95603-3413, United States DESCRIPTION: Management of insurance agency TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton Re and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 1201 Grass Valley Hwy, Auburn CA 95603, United States DESCRIPTION: Servicing customers for Allstate legacy business.
CRS (Client Relationship Summary) - RIA
Click below to view William Edmond Witzke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2008 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 1201 Grass Valley Hwy, Auburn, CA 95603-3413RIA
CRD#: 109524
AUBURN, CA
Current
April 12, 2001 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1201 Grass Valley Hwy, Auburn, CA 95603-3413Office #2: 622 S Auburn St, Grass Valley, CA 95945-7537BD
CRD#: 18272
Auburn, CA
Past
June 3, 2000 - April 2, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
March 29, 1999 - April 2, 2001
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
December 9, 1997 - November 15, 2000
GATEWAY INVESTMENT SERVICES, INC.
BD
CRD#: 31153
OAK PARK, IL
Past
June 21, 1996 - November 24, 1997
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Past
November 17, 1994 - May 29, 1996
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
November 15, 1990 - October 25, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 15, 1990 - October 25, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/12/2001)
IAR
California(6/27/2008)
RR
Nevada(1/26/2021)
RR
Utah(4/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Auburn, CA 95603-3413TRUST BUT VERIFY
Monitor William Witzke
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
