Philippe Andre Hatstadt
Professional Summary
Philippe Andre Hatstadt, who also goes by Philippe Hatstadt, was a registered financial advisor. Philippe was a previously registered financial professional and started their career in finance 1993 - 2024. Philippe had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Philippe Hatstadt
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
EXOS SECURITIES LLC
Contact Information
Main Address
35 W 35th Street Fifth Floor, New York, NY 10001Mailing Address
35 W 35th Street Fifth Floor, New York, NY 10001Phone Number
(646) 814-0996Established
Delaware since 03/29/2018Firm Type
Limited Liability CompanyFiscal Year End
NovemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2012Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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