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ED

Eileen F. Digioia

G.DISTRIBUTORS
Rye, NY 10580
Some features on this profile are disabled
CRD#: 1971917
ED

Professional summary

Eileen Frances Digioia, who also goes by Digioia, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.

Eileen is registered as a RR (Registered Representative) and started their career in finance in 1990. Eileen has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Digioia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eileen Frances Digioia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2015 - Present

G.DISTRIBUTORS, LLC

Office #1: One Corporate Center, Rye, NY 10580
BD
CRD#: 155071
Rye, NY
Past

January 20, 1998 - December 31, 2019

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY
Past

February 26, 1997 - October 20, 1997

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

June 20, 1996 - January 13, 1997

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY
Past

September 11, 1992 - May 9, 1995

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

March 20, 1990 - June 12, 1991

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/30/2015)
RR
Florida
(12/22/2015)
RR
New Jersey
(6/30/2015)
RR
New York
(6/30/2015)
RR
North Carolina
(7/1/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1990
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GL
G.DISTRIBUTORS, LLC
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: , 8-68697

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-5000
Established
Delaware since 08/10/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G.DISTRIBUTORS, LLC

CRD#: 155071Rye, NY 10580

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