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Eileen Frances Digioia

CRD# 1971917·Registered 1990 - 2026
Previously Registered: Being a previously registered professional could mean that Eileen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eileen Frances Digioia, who also goes by Digioia, was a registered financial advisor. Eileen was a previously registered financial professional and started their career in finance 1990 - 2026. Eileen had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Digioia

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

G.DISTRIBUTORS, LLC·CRD# 155071
BD
Rye, NY
June 30, 2015 - July 30, 2026
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
January 20, 1998 - December 31, 2019
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
February 26, 1997 - October 20, 1997
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
June 20, 1996 - January 13, 1997
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
September 11, 1992 - May 9, 1995
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
March 20, 1990 - June 12, 1991

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Current Firm

GL
G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone Number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC—
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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