Michael E. Mentuck
Professional summary
Michael Edward Mentuck, who also goes by Michael Edward Mentuck, Mike E Mentuck, Michael Mentuck, is a registered financial professional currently at W&S BROKERAGE SERVICES, INC. located in Wayne, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Mentuck's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2026 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 460 East Swedesford Road Suite 1030, Wayne, PA 19087December 11, 2025 - February 18, 2026
J. ALDEN ASSOCIATES, INC.
June 14, 2022 - January 8, 2024
FORESIDE FUND SERVICES, LLC
January 4, 2018 - May 26, 2022
VIGILANT DISTRIBUTORS, LLC
May 5, 2016 - January 2, 2018
FUSION ANALYTICS SECURITIES LLC
August 20, 2014 - April 27, 2016
FIRST DOMINION CAPITAL CORP.
January 25, 2012 - October 11, 2013
MIDAMERICA FINANCIAL SERVICES, INC.
April 23, 2010 - May 10, 2010
HENNION & WALSH, INC.
November 21, 2008 - January 26, 2010
MSI FINANCIAL SERVICES, INC.
January 27, 2003 - December 31, 2007
NATCITY INVESTMENTS, INC.
March 28, 2002 - June 6, 2002
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
March 27, 2002 - March 28, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
May 5, 2000 - January 4, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
June 29, 1998 - May 11, 2000
FUNDS DISTRIBUTOR, LLC
April 17, 1997 - September 11, 1997
F1 TRADING.COM, INC.
February 7, 1995 - July 17, 1996
GUARDIAN INVESTOR SERVICES LLC
August 27, 1991 - July 12, 1993
NEUBERGER BERMAN MANAGEMENT LLC
May 29, 1991 - June 13, 1991
BNY MELLON SECURITIES CORPORATION
August 15, 1989 - February 28, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 15, 1989 - February 28, 1990
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2026)
Exams
FINRA
Current Firm
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
Contact information
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
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