Scott Mass
Professional summary
Scott Mass is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Mass's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 1996 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 568 Yamato Rd. 3rd Floor, Boca Raton, FL 33431August 22, 1989 - December 31, 1995
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2000)
(2/1/2005)
(7/7/1999)
(2/18/2010)
(1/25/1996)
(5/29/2007)
(10/4/2021)
(4/7/2006)
(2/16/1998)
(8/29/1997)
(1/12/1999)
(1/30/1996)
(1/25/1996)
(2/15/2006)
(3/20/2014)
(4/6/1998)
(1/23/2001)
(3/11/2020)
(8/1/2011)
(1/2/2001)
(5/5/2023)
(2/17/1998)
(3/16/2011)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Boca Raton, FL 33431TRUST BUT VERIFY
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