Vicki D. Kovach

CERTIFIED ADVISORY CORP

ALTAMONTE SPRINGS, FL 32714

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CRD#: 1971307

Professional summary

Vicki Denise Kovach, CFP®, who also goes by VIcki Denise Holt, is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida.

Vicki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Vicki has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicki Denise Holt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VDK Financial Services, Inc. Owner/President since 04/11. 3347 Kentshire Blvd., Ocoee, FL 34761. Non-investment related. 2 hrs/week. D.A. Holt, Inc. Vice President/Secretary since 12/17. 16313 US Hwy 19, N., Clearwater, FL 33764. Property Leasing. �,½ hr/week. Non-investment related. US 19, LLC. Manager since 11/17. 16313 US Hwy 19, N., Clearwater, FL 33764. Property leasing. �,½ hr/week. Non-investment related. Insurance Sales - Certified Insurance Corp since 07/2006 RIA - Certified Advisory Corp - financial planning since 07/2006

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Denise Kovach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 15, 2006 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

RIA

CRD#: 120990

ALTAMONTE SPRINGS, FL

Past

March 29, 2021 - July 9, 2021

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Altamonte Springs, FL

Past

June 10, 2013 - December 31, 2017

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

MAITLAND, FL

Past

July 21, 2006 - June 15, 2021

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

LOS ANGELES, CA

Past

August 26, 2003 - July 19, 2006

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

KISSIMMEE, FL

Past

July 25, 2002 - July 18, 2006

COLONIAL BROKERAGE, INC.

CRD#: 111668

KISSIMMEE, FL

Past

June 9, 2000 - June 17, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEARWATER, FL

Past

June 9, 2000 - June 17, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 9, 1999 - July 17, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

April 21, 1998 - April 19, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/20/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vicki D. Kovach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Denise Kovach's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WMA SECURITIES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2003

Series 63

Date: 4/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2001

Series 6

Date: 4/20/1998

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

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