Vincent R. Gimarelli

ASSETMARK

Lake Oswego, OR

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CRD#: 1969451

Professional summary

Vincent Ronald Gimarelli, who also goes by VInce Gimarelli, is a registered financial advisor currently at ASSETMARK, INC. located in Lake Oswego, Oregon.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Vincent has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince Gimarelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2024 - 160 HRS / MONTHLY - INSTITUTIONAL SALES AND CONSULTING DIRECTOR OF ASSETMARK, INC, - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Ronald Gimarelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2024 - Present

ASSETMARK, INC.

RIA

CRD#: 109018

Lake Oswego, OR

Past

September 29, 2022 - August 7, 2023

ASI WEALTH MANAGEMENT & CONSULTING SERVICES

RIA

CRD#: 108138

BEND, OR

Past

February 8, 2021 - February 3, 2022

OSBORNE PARTNERS

RIA

CRD#: 108100

LAKE OSWEGO, OR

Past

April 6, 2018 - December 31, 2020

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Bellevue, WA

Past

November 18, 2014 - March 16, 2018

FREESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 145711

PORTLAND, OR

Past

September 22, 2014 - January 7, 2015

FREESTONE SECURITIES, LLC

CRD#: 124260

SEATTLE, WA

Past

April 26, 2013 - August 20, 2014

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

October 3, 2012 - April 3, 2013

BMO FAMILY OFFICE, LLC

RIA

CRD#: 110264

PORTLAND, OR

Past

December 21, 2011 - June 11, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 21, 2011 - July 23, 2012

CTC CONSULTING, LLC

RIA

CRD#: 147053

PORTLAND, OR

Past

January 13, 2010 - May 20, 2011

EVERGREEN CAPITAL MANAGEMENT LLC

RIA

CRD#: 104931

BELLEVUE, WA

Past

July 25, 2007 - January 15, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PORTLAND, OR

Past

July 28, 1993 - January 15, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PORTLAND, OR

Past

July 18, 1989 - August 16, 1993

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Current Firm

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA 94520-2445

Mailing Address

Phone number

(800) 664-5345

Established

Firm type

Fiscal year end

# of Employees

735

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)

REFERRAL DISCLOSURE BROCHURE (11/17/2025)

PLATFORM DISCLOSURE BROCHURE (11/17/2025)

BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)

ASSETMARK, INC. PART 2A (11/17/2025)

EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)

EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	410,749
AUM (Assets Under Management)	$ 77,412,781,198

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
12/19/2024	Cover Page	Report
08/23/2024	Cover Page	Report
12/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent R. Gimarelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Ronald Gimarelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASI WEALTH MANAGEMENT & CONSULTING SERVICES

OSBORNE PARTNERS

MERCER GLOBAL ADVISORS INC.

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE SECURITIES, LLC

FRED ALGER & COMPANY, LLC

BMO FAMILY OFFICE, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CTC CONSULTING, LLC

EVERGREEN CAPITAL MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

ASSETMARK, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/1992

Series 63

Date: 7/28/1989

SIE

Date: 1/7/2015

Series 7

Date: 7/15/1989

Current Firm

ASSETMARK, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSETMARK, INC.

TRUST BUT VERIFY

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