Vincent R. Gimarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Ronald Gimarelli, who also goes by VInce Gimarelli, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1989. Vincent had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2024 - February 17, 2026
ASSETMARK, INC.
September 29, 2022 - August 7, 2023
ASI WEALTH MANAGEMENT & CONSULTING SERVICES
February 8, 2021 - February 3, 2022
OSBORNE PARTNERS
April 6, 2018 - December 31, 2020
MERCER GLOBAL ADVISORS INC.
November 18, 2014 - March 16, 2018
FREESTONE CAPITAL MANAGEMENT, LLC
September 22, 2014 - January 7, 2015
FREESTONE SECURITIES, LLC
April 26, 2013 - August 20, 2014
FRED ALGER & COMPANY, LLC
October 3, 2012 - April 3, 2013
BMO FAMILY OFFICE, LLC
December 21, 2011 - June 11, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 21, 2011 - July 23, 2012
CTC CONSULTING, LLC
January 13, 2010 - May 20, 2011
EVERGREEN CAPITAL MANAGEMENT LLC
July 25, 2007 - January 15, 2010
CHARLES SCHWAB & CO., INC.
July 28, 1993 - January 15, 2010
CHARLES SCHWAB & CO., INC.
July 18, 1989 - August 16, 1993
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
