Mark J. Schroeder
Professional summary
Mark James Schroeder is a registered financial professional currently at SNOWBRIDGE SECURITIES LLC located in Palm Beach Gardens, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark James Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2019 - Present
SNOWBRIDGE SECURITIES LLC
Office #1: 3801 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410June 27, 2013 - September 10, 2019
DC ADVISORY
July 5, 2011 - December 18, 2012
DWS DISTRIBUTORS, INC.
September 30, 2008 - March 1, 2011
ATLANTIC - PACIFIC CAPITAL, INC.
August 18, 2003 - November 7, 2007
UBS SECURITIES LLC
November 3, 2000 - May 7, 2003
CREDIT SUISSE SECURITIES (USA) LLC
July 17, 1997 - September 19, 2002
PERSHING LLC
December 1, 1993 - July 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1991 - June 10, 1993
D'ACCORD FINANCIAL SERVICES, INC.
March 29, 1990 - April 30, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2020)
(8/13/2020)
(8/27/2020)
(7/14/2020)
(8/17/2020)
(4/9/2020)
(6/25/2020)
(7/1/2020)
Exams
FINRA
Current Firm
SNOWBRIDGE SECURITIES LLC
CRD#: 301996 / SEC#: , 8-70363
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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