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LC

Laura M. Campbell

BLUE OWL SECURITIES
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 1969098
LC

Professional summary

Laura Mary Campbell, who also goes by Laura M Campbell, Laura M Weinstock, is a registered financial professional currently at BLUE OWL SECURITIES located in Greenwich, Connecticut.

Laura is registered as a RR (Registered Representative) and started their career in finance in 1989. Laura has worked at 9 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura M Campbell | Laura M Weinstock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Mary Campbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2022 - Present

BLUE OWL SECURITIES

Office #1: 1 Greenwich Plaza, Greenwich, CT 06830Office #2: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
Greenwich, CT
Past

April 11, 2022 - July 21, 2022

SUMMIT FINANCIAL, LLC

RIA
CRD#: 299322
Parsippany, NJ
Past

April 11, 2022 - July 21, 2022

LS SECURITIES, LLC

BD
CRD#: 296764
PARSIPPANY, NJ
Past

January 13, 2020 - April 20, 2022

DOMINARI SECURITIES LLC

RIA
CRD#: 18975
GREENWICH, CT
Past

January 13, 2020 - April 20, 2022

DOMINARI SECURITIES LLC

BD
CRD#: 18975
GREENWICH, CT
Past

January 25, 2019 - January 15, 2020

VISION INVESTMENT ADVISORS, LLC

RIA
CRD#: 109621
STAMFORD, CT
Past

December 15, 2015 - January 9, 2020

VISION FINANCIAL MARKETS LLC

BD
CRD#: 142271
Stamford, CT
Past

January 17, 1996 - June 11, 2001

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

September 26, 1992 - April 11, 1995

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 27, 1989 - October 7, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/28/2022)
RR
New York
(7/28/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/15/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/24/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/7/2021
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/7/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250Greenwich, CT 06830

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