Scott M. Forte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Montgomery Forte, who also goes by Scott M Forte, Scott Montgomery Forte, Scott Forte, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2024 - May 7, 2024
ALTRUIST FINANCIAL LLC
January 19, 2022 - January 10, 2024
CHARLES SCHWAB & CO., INC.
May 10, 2019 - July 17, 2019
LPL FINANCIAL LLC
December 24, 2008 - January 3, 2018
FIDELITY BROKERAGE SERVICES LLC
June 27, 2006 - January 30, 2007
NATIONAL FINANCIAL SERVICES LLC
June 27, 2006 - January 30, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
November 12, 1996 - January 30, 2007
FIDELITY BROKERAGE SERVICES LLC
July 14, 1995 - October 25, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1991 - April 24, 1995
UBS FINANCIAL SERVICES INC.
October 27, 1989 - January 1, 1991
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/17/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
