Clayton V. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Van Voorhies Levy, who also goes by Clayton V Levy, Clayton Van Levy, was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 1989. Clayton had worked at 7 firms and has passed the Series 63, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2013 - July 17, 2013
KLR GROUP, LLC
April 3, 2013 - April 26, 2013
BURNHAM SECURITIES INC.
October 11, 2006 - May 22, 2007
STARLIGHT FUNDING INVESTMENTS, LLC
March 2, 2005 - July 24, 2006
COWEN SECURITIES LLC
October 12, 1999 - February 28, 2005
CIBC WORLD MARKETS CORP.
January 13, 1993 - August 30, 1999
JEFFERIES LLC
August 22, 1989 - February 4, 1993
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
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Exams
Current Firm
KLR GROUP, LLC
CRD#: 165586 / SEC#: , 8-69168
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
