Clayton B. Benchley

PEAK6 CAPITAL MANAGEMENT LLC

New York, NY 10106

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CRD#: 1967860

Professional summary

Clayton Brownell Benchley is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in New York, New York.

Clayton is registered as a RR (Registered Representative) and started their career in finance in 1997. Clayton has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clayton Brownell Benchley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

PEAK6 CAPITAL MANAGEMENT LLC

Office #1: 888 7th Avenue, New York, NY 10106

CRD#: 43773

New York, NY

Past

October 28, 2016 - May 6, 2022

SEA OTTER SECURITIES GROUP LLC

CRD#: 171630

NEW YORK, NY

Past

February 29, 2008 - November 26, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

April 3, 2007 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

April 25, 1997 - April 3, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/23/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/6/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2002

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

Current Firm

PEAK6 CAPITAL MANAGEMENT LLC

CRD#: 43773 / SEC#: , 8-50422

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Mailing Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Phone number

(312) 444-8000

Established

Delaware since 08/05/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC	OWNER
MILCAREK, STEVEN DOUGLAS	PRINCIPAL OPERATIONS OFFICER	3131320
MULLER, BRIAN JAMES	CHIEF RISK OFFICER	5875890
PITALE, SUJAI VEERDHAVAL	CHIEF COMPLIANCE OFFICER	5387442
SIMPSON, THOMAS WILLIAM	CHIEF EXECUTIVE OFFICER	5875785
WARD, JAMES FLANAGAN	FINOP, PRINCIPAL FINANCIAL OFFICER	6258923

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clayton B. Benchley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clayton Brownell Benchley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEA OTTER SECURITIES GROUP LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS CORPORATION

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/23/2000

Series 7

Date: 4/24/1997

Series 4

Date: 12/6/2007

Series 24

Date: 12/16/2002

BOX Exchange LLC

Cboe BZX Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Miami International Securities Exchange, LLC

NYSE Arca, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Current Firm

PEAK6 CAPITAL MANAGEMENT LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PEAK6 CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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