David T. Hill
Professional summary
David Taylor Hill is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Farmington,, Michigan and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 20 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Taylor Hill's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
December 19, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 19, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 3, 2022 - June 22, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 3, 2022 - June 22, 2023
SECURIAN FINANCIAL SERVICES, INC.
June 23, 2021 - January 28, 2022
HANTZ FINANCIAL SERVICES, INC.
March 17, 2021 - January 28, 2022
HANTZ FINANCIAL SERVICES, INC.
January 3, 2011 - May 12, 2011
FINANCIAL TELESIS INC
March 25, 2010 - December 22, 2010
SIGNATOR INVESTORS, INC.
June 9, 2009 - November 23, 2009
FSC SECURITIES CORPORATION
May 4, 2009 - May 7, 2009
INVEST FINANCIAL CORPORATION
January 19, 2007 - December 31, 2007
WATERSTONE FINANCIAL GROUP, INC.
March 25, 2004 - February 3, 2005
EQUITABLE ADVISORS, LLC
December 10, 2003 - February 3, 2005
EQUITABLE ADVISORS, LLC
September 11, 2003 - November 24, 2003
OSAIC WEALTH, INC.
March 14, 2003 - September 17, 2003
FIFTH THIRD SECURITIES, INC.
February 1, 2003 - March 13, 2003
TRANSAMERICA INVESTORS SECURITIES, LLC
October 18, 2000 - February 1, 2003
TRANSAMERICA SECURITIES SALES CORPORATION
October 19, 1999 - July 12, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 1, 1998 - July 30, 1999
SECURIAN FINANCIAL SERVICES, INC.
February 12, 1996 - September 20, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
October 23, 1990 - December 6, 1990
A. G. EDWARDS & SONS, INC.
July 2, 1990 - October 15, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 1989 - August 12, 1989
B C FINANCIAL CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2023)
(12/21/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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