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Barry Scott Parish

CRD# 1967279·Registered 1989 - 2000
Previously Registered: Being a previously registered professional could mean that Barry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barry Scott Parish was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1989 - 2000. Barry had worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
January 17, 1997 - January 8, 2000
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
June 24, 1993 - December 31, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
November 24, 1990 - June 25, 1993
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
July 18, 1989 - November 30, 1990

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Current Firm

AD
ALL-TECH DIRECT, INC.

ALL-TECH DIRECT, INC. | CONCORD CAPITAL CORP. | ATTAIN DIRECT, INC. | ALLSTATE INVESTMENT GROUP, INC. | ALL-TECH INVESTMENT GROUP, INC.

CRD#: 13992 / SEC#: 8-26336
BD
Terminated by SEC on 12/07/2001

Contact Information

Established

Delaware since 03/28/1998

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
RUSHMORE FINANCIAL SERVICESSHAREHOLDER—
HOUTKIN, HARVEY IRAMSRP251066
HOUTKIN, HARVEY IRACHAIRMAN OF BOARD /CEO/SECY251066
LEFKOWITZ, HARRY MARTINDIRECTOR1454925
LERNER, LINDACHIEF LEGAL OFFICER2350733
MARGA, STEPHEN JOHN JRSROP/CROP2276644
OGELE, FRANKLIN IHENDUCHIEF COMPLIANCE OFFICER/FIN OP2197820
SHEFTS, MARK DAVIDPRESIDENT/DIRECTOR709147

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 1994About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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