JE
John M. Entz
CETERA INVESTMENT ADVISERS LLC
WARR ACRES, OK 73132
Some features on this profile are disabled
CRD#: 1967163
JE
Professional summary
John Michael Entz, who also goes by J Michael Entz, J. Michael Entz, Michael Entz, Mike Entz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Warr Acres, Oklahoma and CETERA WEALTH SERVICES, LLC located in Warr Acres, Oklahoma.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Michael Entz | J. Michael Entz | Michael Entz | Mike Entz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) J. MICHAEL ENTZ, INC., NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, ATTORNEY, LEGAL SERVICES, START 1987, 25HRS/WK (TRADING HOURS), LEGAL SERVICES - ESTATE PLANNING, WILLS, TRUSTS, PROBATES; (2) ENTZ SANDROCK FARMS, INC., NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FAMILY FARMING CORPORATION - OWNS LAND & RENTS IT OUT, START 1988,< 1HR/WK (NON-TRADING HOURS), PRESIDENT; (3) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 03/07/2014, 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: APEX FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2003, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: 72ND STREET PROPERTY GROUP LLC ; INVESTMENT RELATED: NO ; ADDRESS: 5560A NE 72ND ST, WARR ACRES, OK 73132 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 12/2017 ; POSITION/TITLE/RELATIONSHIP: PARTNER ; LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS ; BRIEF DESCRIPTION OF DUTIES: PARTNERSHIP OWNS BUILDING USED BY APEX FINANCIAL SOLUTIONS ; (6) NAME OF OTHER BUSINESS: ENTZ, BURTON, AND ASSOCIATES ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ESTATE PLANNING ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 25 ; APX NUMBER OF HOURS DURING TRADING HOURS: 25 ; BRIEF DESCRIPTION OF DUTIES: ESTATE PLANNING, WILLS, TRUST AND PROBATE (7) NAME OF OTHER BUSINESS: ESF GAS MARKETERS, LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: GAS & OIL INTEREST ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: OWNERSHIP OF PRODUCING AND NON-PRODUCING OIL & GAS MINERAL INTEREST ; (8) NAME OF OTHER BUSINESS: HYDRO UNDER WATER WELDING LLC; INVESTMENT RELATED: NO; ADDRESS: 5560 NW 72ND STREET BLD B WARR ACRES OK 73132; NATURE OF BUSINESS: AGRICULTURAL LAND; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HOLD AND MANAGE A TRACT OF LAND, FILE YEARLY TAX RETURNS; (9) NAME OF OTHER BUSINESS: FOSSIL VIEW LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: VACATION PROPERTY ; START DATE: 05/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER / CO-MANAGER ; APX NUMBER OF HOURS PER WEEK: 1 PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 PER YEAR BRIEF DESCRIPTION OF DUTIES: LLC OWNS VACATION PROPERTY ; (10) NAME OF OTHER BUSINESS: APEX WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Entz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5560 Nw 72 St Bldg A, Warr Acres, OK 73132RIA
CRD#: 105644
WARR ACRES, OK
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5560 Nw 72 St Bldg A, Warr Acres, OK 73132BD
CRD#: 13572
Warr Acres, OK
Past
April 1, 2014 - July 31, 2018
PARAMOUNT FINANCIAL LLC
RIA
CRD#: 113500
OKLAHOMA CITY, OK
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 30, 2007 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
OKLAHOMA CITY, OK
Past
December 8, 2006 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OKLAHOMA CITY, OK
Past
September 22, 2003 - July 25, 2006
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
OKLAHOMA CITY, OK
Past
March 3, 2003 - July 25, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OKLAHOMA CITY, OK
Past
March 6, 2002 - February 13, 2003
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
OKLAHOMA CITY, OK
Past
July 19, 2000 - February 13, 2003
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Past
December 9, 1999 - July 18, 2000
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Past
October 21, 1998 - December 20, 1999
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
March 31, 1998 - November 5, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 19, 1997 - April 8, 1998
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past
November 21, 1996 - June 26, 1997
SAN CLEMENTE SECURITIES, INC.
BD
CRD#: 21895
SAN CLEMENTE, CA
Past
July 8, 1994 - February 29, 1996
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
October 9, 1991 - August 5, 1992
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
September 20, 1989 - August 16, 1991
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
Colorado(5/23/2016)
RR
Nebraska(10/23/2025)
RR
Oklahoma(9/3/2013)
IAR
Oklahoma(6/29/2023)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
