Paul E. Bullock
WELLINGTON INVESTMENT ADVISORS
Bloomington, IN 47408
CRD#: 1966948
Professional summary
Paul Elliott Bullock is a registered financial advisor currently at WELLINGTON INVESTMENT ADVISORS located in Bloomington, Indiana and PRIVATE CLIENT SERVICES, LLC located in Bloomington, Indiana.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wellington Investment Advisors - Registered Investment Advisory 121 E 6th St Ste 2, Bloomington IN 474801. 160 hrs per month; 160 hrs per month during trading hours. Compensation by fee. Also Bullock Wealth Management DBA Wellington Investment Advisors: President/CEO. Management and advice to clients of Registered Investment Advisory Firm. Real estate; own and sub-lease space at 121 E 6th Street, Suite 2, Bloomington, IN 47408 for rental income. Non-investment related; less than one hour per month, none during trading hours. Insurance sales through various carriers. Crump - Life Insurance-Producer. 855 Springdale Drive, Suite 101, Exton, PA 19341. 5 hours per month; 5 hours per month during trading hours RIA Films. 121 E 6th St, Suite 2. Producing films for use on web sites. Business and marketing advisor. 12 hrs/mo; 0 during trading hrs. Wellington Yacht Charters LLC - not investment related - 4531 Golden Eagle Ct, Zionsville, IN 46077 - Yacht charters - CEO - 10/2023 - 10 - 0 - oversee business activity. Tax Mitigation Group is a DBA for Unimed LLC, Tony Valte-Managing Director & Keith Elder Edq-Attorney. 1130 S Flower St, Suite 417, Los Angeles, CA 90015. Wilson Hand Law Firm LLC. Estate Planning, tax mitigation, business succession. Utah 250 East 200 South #330 Salt Lake City, UT 84111. Both companies provide tax planning and other legal services. Paul's position-referral only. 10 hrs/mo; 5 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Elliott Bullock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2016 - Present
WELLINGTON INVESTMENT ADVISORS
Office #1: 121 E. 6th Street Suite 2, Bloomington, IN 47408RIA
CRD#: 283853
Bloomington, IN
Current
September 1, 2016 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 121 E 6th Street Suite 2, Bloomington, IN 47408Office #2: 3815 River Crossing Parkway Suite 140, Indianapolis, IN 46240RIA
BD
CRD#: 120222
Bloomington, IN
Past
February 26, 2009 - September 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BLOOMINGTON, IN
Past
February 26, 2009 - September 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
BLOOMINGTON, IN
Past
August 18, 2004 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TERRE HAUTE, IN
Past
August 18, 2004 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TERRE HAUTE, IN
Past
July 3, 2000 - August 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
TERRE HAUTE, IN
Past
January 4, 1999 - August 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
July 3, 1995 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
May 5, 1993 - July 12, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 18, 1989 - May 5, 1993
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS
CRD#: 283853 / SEC#: 801-121578
RIA
Registered Investment Advisory firm - (6/23/2021 Approved)Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2016)
RR
Arizona(9/1/2016)
RR
Florida(9/1/2016)
IAR
Indiana(8/16/2016)
RR
Indiana(9/13/2016)
RR
Massachusetts(1/29/2018)
RR
Michigan(8/15/2017)
RR
Minnesota(5/1/2017)
RR
Ohio(9/16/2021)
RR
South Carolina(9/1/2016)
RR
Tennessee(1/11/2019)
IAR
Texas(8/16/2016)
RR
Texas(2/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS
CRD#: 283853 / SEC#: 801-121578
RIA
Registered Investment Advisory firm - (6/23/2021 Approved)Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
121 E. 6th Street Suite 2, Bloomington, IN 47408
Mailing Address
Phone number
(812) 333-0874
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 984 |
| AUM (Assets Under Management) | $ 233,429,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLINGTON INVESTMENT ADVISORS
CRD#: 283853Bloomington, IN 47408TRUST BUT VERIFY
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Contact information
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