Michael L. Baldwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lawrence Baldwin was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1989. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2008 - November 18, 2011
MERRIMAC CORPORATE SECURITIES, INC.
January 24, 2000 - July 16, 2007
FIRST AMERICAN FINANCIAL ADVISORS, INC.
September 9, 1997 - July 16, 2007
GREAT AMERICAN INVESTORS, INC.
April 7, 1997 - August 20, 1997
CALTON & ASSOCIATES, INC.
January 14, 1997 - January 29, 1997
H.J. MEYERS & CO., INC.
September 19, 1990 - December 18, 1996
GENERAL SECURITIES CORP
October 10, 1989 - September 25, 1990
WADDELL & REED
August 22, 1989 - November 18, 1989
IDS LIFE INSURANCE COMPANY
August 22, 1989 - November 18, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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