Matthew T. Kiselica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Thomas Kiselica, who also goes by Matthew Kiselica, Matthew Thomas Kiselica, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1989. Matthew had worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - December 31, 2021
FUNDS DISTRIBUTOR, LLC
February 17, 2010 - February 19, 2020
CAPIS
June 30, 2008 - February 16, 2010
ESPOSITO SECURITIES, LLC
May 21, 2003 - June 25, 2008
CAZENOVE INCORPORATED
July 2, 2002 - November 27, 2002
NORDEA SECURITIES, INC.
August 2, 2001 - June 28, 2002
UNICREDIT CAPITAL MARKETS LLC
February 1, 2000 - July 31, 2001
CA IB SECURITIES (NEW YORK) INC.
February 13, 1996 - January 26, 2000
ROBERT FLEMING INC.
October 11, 1995 - January 29, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 1994 - January 29, 1996
SMITH NEW COURT, INC.
July 18, 1989 - August 24, 1989
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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