Joe B. Foster
Professional summary
Joe Brent Foster, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Dallas, Texas and AMERITAS INVESTMENT COMPANY, LLC located in Dallas, Texas.
Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Joe has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joe Brent Foster's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1996
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 17300 Preston Rd Ste 260, Dallas, TX 75252September 29, 2000 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 17300 Preston Rd Ste 260, Dallas, TX 75252September 29, 2000 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
January 3, 1994 - September 29, 2000
CETERA WEALTH SERVICES, LLC
May 15, 1991 - December 31, 1993
SIGNAL SECURITIES, INC.
May 24, 1990 - June 4, 1991
CULLUM & SANDOW SECURITIES, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2005)
(9/29/2000)
(5/21/2001)
(9/29/2000)
(6/5/2001)
(10/20/2010)
(1/5/2009)
(1/29/2024)
(4/22/2021)
(1/6/2015)
(6/17/2020)
(10/18/2022)
(11/7/2024)
(1/11/2016)
(12/9/2024)
(8/19/2019)
(3/11/2011)
(10/21/2011)
(8/20/2015)
(1/31/2012)
(7/31/2018)
(6/30/2016)
(5/29/2020)
(6/6/2013)
(5/1/2019)
(3/6/2009)
(3/20/2015)
(10/17/2018)
(9/29/2000)
(11/1/2021)
(1/2/2024)
(11/29/2005)
(5/1/2019)
(10/2/2024)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Dallas, TX 75252TRUST BUT VERIFY
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