Larry Glen Staton | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Glen Staton was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1989. Larry had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SENIOR SERVICES OF WICHITA, 200 S WALNUT, WICHITA, KS, 10/18, BOARD MEMBER, NON-PUBLIC ENTITY, NIR, 4 HR/MO, 0 HR/MO TRADING. 2) CORENORTH CAPITAL PLANNING LLC, 13111 E 21ST ST N, WICHITA, KS, 03/2005, DBA, INV REL, 180 HR/MO, 132 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 9/2015, ADVISORY REP OF AN RIA, INV REL, 140 HR/MO, 24 HR/MO TRADING. 4) LARRY STATON, 11706 E CRESTWOOD ST, WICHITA, KS, 08/2020, PHOTOGRAPHER, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) LARRY STATON, 11706 E CRESTWOOD ST, WICHITA, KS, 09/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO, 4 HR/MO TRADING. 6) WICHITA STATE UNIVERSITY TRACK AND FIELD, 1845 N FAIRMOUNT STREET, WICHITA, KS, 08/2020, CHARACTER COACH, NIR, 12 HR/MO, 0 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 21, 2015 - April 5, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Wichita, KS

Past

September 21, 2015 - April 5, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

WICHITA, KS

Past

March 7, 2005 - October 5, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

WICHITA, KS

Past

March 7, 2005 - October 5, 2015

LPL FINANCIAL LLC

BD

CRD#: 6413

WICHITA, KS

Past

November 9, 2004 - March 7, 2005

INTRUST BROKERAGE INC.

RIA

CRD#: 43502

WICHITA, KS

Past

February 22, 2001 - March 7, 2005

INTRUST BROKERAGE INC.

BD

CRD#: 43502

WICHITA, KS

Past

September 3, 1996 - June 2, 1997

BOATMEN'S INVESTMENT SERVICES, INC.

BD

CRD#: 17533

ST. LOUIS, MO

Past

March 9, 1995 - September 3, 1996

BANC IV INVESTMENTS, INC.

BD

CRD#: 36169

Past

August 6, 1993 - March 7, 1995

IFG NETWORK SECURITIES, INC.

BD

CRD#: 19948

ATLANTA, GA

Past

January 25, 1993 - August 5, 1993

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Past

March 13, 1991 - January 25, 1993

LEHMAN BROTHERS INC.

BD

CRD#: 7506

NEW YORK, NY

Past

March 23, 1990 - March 22, 1991

OPPENHEIMER & CO. INC.

BD

CRD#: 249

NEW YORK, NY

Past

October 25, 1989 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

BD

CRD#: 60

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 3/30/2001

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/1/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 11/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 2/21/2001

General Securities Representative Examination

General Industry/Product Exam

RR

Series 3

Date: 10/14/1991

National Commodity Futures Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry G. Staton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INTRUST BROKERAGE INC.

INTRUST BROKERAGE INC.

BOATMEN'S INVESTMENT SERVICES, INC.

BANC IV INVESTMENTS, INC.

IFG NETWORK SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

LEHMAN BROTHERS INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2001

Series 65

Date: 5/1/1992

Series 63

Date: 11/3/1989

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2001

Series 3

Date: 10/14/1991

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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