Elizabeth T. Merk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Thole Merk, who also goes by Mary Elizabeth Thole, Mary Thole Whiting, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1989. Elizabeth had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2007 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
January 4, 2007 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
January 1, 2002 - January 3, 2007
CENTAURUS FINANCIAL, INC.
September 27, 2001 - January 3, 2007
CENTAURUS FINANCIAL, INC.
March 26, 1999 - September 28, 2001
MUTUAL SERVICE CORPORATION
August 10, 1998 - March 26, 1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 23, 1998 - August 3, 1998
OGILVIE SECURITY ADVISORS CORPORATION
February 12, 1998 - July 22, 1998
WMA SECURITIES, INC.
September 26, 1997 - January 29, 1998
MORGAN STANLEY DW INC.
July 10, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 10, 1989 - September 29, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
