Jacqueline Stirling
Professional summary
Jacqueline Stirling, CFP®, who also goes by Jacky Stirling, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Columbia, South Carolina and KESTRA INVESTMENT SERVICES, LLC located in Columbia, South Carolina.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jacqueline has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Stirling's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1724 St. Julian Place, Columbia, SC 29204January 2, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1724 St. Julian Place, Columbia, SC 29204February 7, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
November 30, 1994 - December 31, 2002
BEACON GROUP FINANCIAL SECURITIES CORP.
December 21, 1991 - December 9, 1994
ROBERT THOMAS SECURITIES, INC
January 2, 1990 - January 6, 1990
INVEST FINANCIAL CORPORATION
September 19, 1989 - December 29, 1989
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2020)
(8/21/2006)
(8/21/2006)
(8/21/2006)
(8/21/2006)
(1/2/2003)
(4/19/2016)
(10/29/2020)
(6/20/2025)
(7/2/2025)
(8/21/2006)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/28/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Columbia, SC 29204TRUST BUT VERIFY
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