Robert W. Thompson
Professional summary
Robert William Thompson is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert William Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532May 22, 2024 - November 5, 2025
CROSSMARK GLOBAL INVESTMENTS, INC.
May 21, 2024 - November 5, 2025
CROSSMARK DISTRIBUTORS, INC.
June 1, 2020 - March 5, 2024
ANGEL OAK CAPITAL ADVISORS, LLC
February 21, 2020 - March 5, 2024
FORESIDE FUND SERVICES, LLC
August 6, 2014 - January 15, 2020
NUVEEN ASSET MANAGEMENT, LLC
April 11, 2014 - January 15, 2020
NUVEEN SECURITIES, LLC
December 3, 2012 - April 8, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
February 7, 2011 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 23, 2009 - January 28, 2011
TRANSAMERICA INVESTMENT MANAGEMENT, LLC
May 29, 2007 - January 26, 2011
TRANSAMERICA CAPITAL, LLC
August 19, 2003 - May 22, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
August 9, 2001 - July 14, 2003
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 8, 1997 - August 9, 2001
VOYA FINANCIAL PARTNERS, LLC
March 4, 1996 - June 24, 1997
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
May 23, 1994 - August 5, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
July 7, 1993 - August 4, 1994
NATIONAL CITY INVESTMENTS CORPORATION
July 8, 1992 - July 20, 1993
UBS FINANCIAL SERVICES INC.
November 21, 1990 - July 14, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 1989 - November 29, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2025)
(2/12/2026)
(2/12/2026)
(2/12/2026)
(12/26/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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