Kerry L. Baugher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Lee Baugher, who also goes by Kerry Lee Baugher Jr, Kerry Lee (jr) Baugher, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 1989. Kerry had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2019 - April 24, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
November 6, 2006 - March 29, 2019
KESTRA INVESTMENT SERVICES, LLC
January 1, 2004 - November 28, 2006
VOYA FINANCIAL ADVISORS, INC.
October 7, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 14, 1997 - October 7, 2002
LIFEMARK SECURITIES CORP.
June 1, 1996 - February 12, 1997
WALNUT STREET SECURITIES, INC.
November 11, 1994 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
August 16, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 16, 1989 - November 4, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
