Subash Chandra

STONEX FINANCIAL

WAYNE, PA

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CRD#: 1963764

Professional summary

Subash Chandra, who also goes by Subhasish Chandra, is a registered financial professional currently at STONEX FINANCIAL INC. located in Wayne, Pennsylvania.

Subash is registered as a RR (Registered Representative) and started their career in finance in 2000. Subash has worked at 6 firms and has passed the Series 66, SIE, Series 87 and Series 7 exams.

Aliases

Subhasish Chandra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Subash Chandra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

STONEX FINANCIAL INC.

CRD#: 45993

WAYNE, PA

Past

October 18, 2021 - September 1, 2026

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

August 13, 2020 - October 21, 2021

NORTHLAND SECURITIES, INC.

CRD#: 40258

NEW YORK, NY

Past

November 21, 2014 - March 19, 2020

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

January 8, 2007 - November 24, 2014

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

January 22, 2004 - January 4, 2007

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

NEW YORK, NY

Past

March 17, 2000 - January 4, 2007

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/1/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 3/29/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Status Unavailable

Passed: 1/25/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 3/16/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

CRD#: 45993 / SEC#: , 8-51269

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone number

(407) 741-5300

Established

Florida since 05/29/1998

Firm type

Corporation

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEX GROUP INC.	OWNER
DAVISON, STUART ANDREW	DIRECTOR; CHIEF OPERATING OFFICER	7824576
DICIOLLO, ANTHONY JOSEPH	DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD	4976402
DUNAWAY, WILLIAM JOHN	DIRECTOR, CHIEF FINANCIAL OFFICER	6505923
LYON, CHARLES MARTIN	DIRECTOR, PRESIDENT	4000852
MAURER, MARK L	DIRECTOR, CHIEF RISK OFFICER	4234406
PORZIO, JOSEPH JOHN	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	1319702
SHEA, KEVIN	SECRETARY	8263627
SMITH, PHILIP ANDREW	DIRECTOR	4999097
SZEKELY, GIGI KLARA	CHIEF COMPLIANCE OFFICER - BD DIVISION	2530826

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Subash Chandra

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Subash Chandra's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE BENCHMARK COMPANY, LLC

NORTHLAND SECURITIES, INC.

GUGGENHEIM SECURITIES, LLC

JEFFERIES LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/29/2000

SIE

Passed: 10/1/2018

Series 87

Passed: 1/25/2005

Series 7

Passed: 3/16/2000

FINRA

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEX FINANCIAL INC.

TRUST BUT VERIFY

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