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SD

Sean Deson

CLEARCREEK SECURITIES
Salt Lake City, UT
·CRD# 1963451·36 years experience

Professional Summary

Sean Deson is a registered financial advisor currently at CLEARCREEK SECURITIES, LLC located in Salt Lake City, Utah. Sean is registered as a RR (Registered Representative) and started their career in finance in 1990. Sean has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

CLEARCREEK SECURITIES, LLC·CRD# 169774
BD
175 East 400 South, Suite 450, Salt Lake City, UT 84111
August 31, 2020 - Present
DALMORE GROUP LLC·CRD# 136352
BD
Las Vegas, NV
May 7, 2020 - August 31, 2020
TREELINE MANAGEMENT LLC·CRD# 125788
RIA
New York, NY
June 18, 2003 - June 1, 2006
DESON & CO.·CRD# 122129
BD
Las Vegas, NV
January 9, 2003 - April 17, 2019
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 27, 1990 - August 16, 2000

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Current Firm

CS
CLEARCREEK SECURITIES, LLC

CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: 8-69393
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Mailing Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Phone Number

(303) 383-1100

Established

Colorado since 09/11/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER—
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(8/31/2020)
RR
Utah
(1/5/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1990About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2010About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Deson's CRS (Customer Relationship Summary).

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