Robert A. Komlo

ARKADIOS CAPITAL

Olney, MD 20832

Some features on this profile are disabled

CRD#: 1963264

Professional summary

Robert Andrew Komlo, who also goes by Drew Komlo, is a registered financial professional currently at ARKADIOS CAPITAL located in Olney, Maryland.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Drew Komlo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Andrew Komlo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2019 - Present

ARKADIOS CAPITAL

Office #1: 2943 B Olney Sandy Spring Road, Olney, MD 20832

CRD#: 282710

Olney, MD

Past

April 19, 2011 - March 18, 2019

TRIAD ADVISORS LLC

CRD#: 25803

Olney, MD

Past

October 24, 2005 - April 20, 2011

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CLARKESVILLE, MD

Past

July 19, 2002 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

October 5, 1998 - August 15, 2002

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

August 17, 1995 - October 5, 1998

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

October 12, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 12, 1989 - March 3, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/2/2019)

Delaware
(4/2/2019)

District of Columbia
(3/18/2019)

Florida
(4/2/2019)

Maryland
(3/18/2019)

New Hampshire
(4/2/2019)

New Jersey
(4/2/2019)

New York
(4/2/2019)

North Carolina
(4/2/2019)

Ohio
(6/21/2022)

Pennsylvania
(4/2/2019)

South Carolina
(4/2/2019)

Tennessee
(4/2/2019)

Texas
(4/2/2019)

Virginia
(4/2/2019)

West Virginia
(4/2/2019)

Exams

State Security Law Exam

Series 63

Date: 5/10/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/10/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARKADIOS CAPITAL

ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Phone number

(404) 445-0035

Established

Georgia since 11/23/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARKADIOS HOLDINGS, INC.	OWNER
HARRISON, JOHN DORWARD	EXECUTIVE DIRECTOR	2361768
MILLER, NATALIE LANE	FINOP, POO, PFO	5627988
MILLICAN, DAVID YANCEY IV	CEO	2788060
SCHWARTZ, GARY STEVEN	CHIEF COMPLIANCE OFFICER	2691699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Komlo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Andrew Komlo's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

LIFEMARK SECURITIES CORP.

HIMCO DISTRIBUTION SERVICES COMPANY

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/2010

SIE

Date: 10/1/2018

Series 6

Date: 10/10/1989

FINRA

Current Firm

ARKADIOS CAPITAL

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARKADIOS CAPITAL

TRUST BUT VERIFY

Similar Advisors