James F. Urbanowski
Professional summary
James Francis Urbanowski is a registered financial professional currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis Urbanowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2015 - Present
303 ALTERNATIVES, LLC
Office #1: 401 West Superior Street, Chicago, IL 60654July 25, 2017 - April 20, 2021
303 SECURITIES, LP
August 12, 2015 - February 9, 2016
ONTHREE FUND SUBSIDIARY, LLC
November 8, 2000 - January 30, 2001
AUSTIN ATLANTIC CAPITAL INC.
January 3, 1990 - June 15, 1999
NODDINGS AND ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
303 ALTERNATIVES, LLC
CRD#: 166675 / SEC#: , 8-69225
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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