DP
David M. Parks
KEEL POINT
VIENNA, VA 22182
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CRD#: 1963068
DP
Professional summary
David Melville Parks, CFP® is a registered financial advisor currently at KEEL POINT, LLC located in Vienna, Virginia and KEEL POINT CAPITAL, LLC located in Tysons, Virginia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KEEL POINT, LLC - INVESTMENT RELATED - 8065 LEESBURG PIKE, SUITE 300, VIENNA, VA 22182 - HOLDING COMPANY FOR KEEL POINT FINANCIAL ENTITIES - CEO, MANAGING MEMBER - SINCE 2006 - 120 HOURS/MONTH DURING SECURITIES TRADING HOURS (IN TANDEM WITH KEEL POINT ADVISORS, LLC AND KEEL POINT INSURANCE ADVISORS, LLC).
KEEL POINT ADVISORS, LLC - INVESTMENT RELATED - 8065 LEESBURG PIKE, SUITE 300, VIENNA, VA 22182 - SEC REGISTERED INVESTOR ADVISOR - MR. PARKS ALSO ACTS AS A MEMBER OF VARIOUS KEEL POINT INVESTMENT VEHICLES ASSOCIATED WITH KEEL POINT ADVISORS - CEO, MANAGING MEMBER - SINCE 2006 - 120 HOURS/MONTH DURING SECURITIES TRADING HOURS.
KEEL POINT INSURANCE ADVISORS, LLC - INVESTMENT RELATED - 8065 LEESBURG PIKE, SUITE 300, VIENNA, VA 22182 - INSURANCE AGENCY - SINCE 2007 - MANAGING MEMBER - 1 HOUR/MONTH DURING SECURITIES TRADING HOURS.
CAPITAL VIEW CONSULTING, LLC - INVESTMENT RELATED - ARLINGTON, VIRGINIA - REAL ESTATE - MANAGING MEMBER - ONE HOUR/MONTH (NOT DURING SECURITIES TRADING HOURS).
CRS (Client Relationship Summary) - RIA
Click below to view David Melville Parks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2015 - Present
KEEL POINT, LLC
Office #1: 8065 Leesburg Pike Suite 300, Vienna, VA 22182RIA
CRD#: 127902
VIENNA, VA
Current
March 4, 2015 - Present
KEEL POINT CAPITAL, LLC
Office #1: 8405 Greensboro Drive Suite 900, Tysons, VA 22102BD
CRD#: 6769
Tysons, VA
Past
August 5, 2014 - December 31, 2014
KEEL POINT INVESTMENTS, LLC
BD
CRD#: 160526
VIENNA, VA
Past
June 24, 2009 - March 4, 2015
WFG INVESTMENTS, INC.
BD
CRD#: 22704
VIENNA, VA
Past
April 3, 2006 - June 29, 2009
AMERICAN SECURITIES GROUP, INC.
BD
CRD#: 43730
VIENNA, VA
Past
March 31, 2006 - March 31, 2015
KEEL POINT ADVISORS, LLC
RIA
CRD#: 139379
VIENNA, VA
Past
January 3, 2001 - March 31, 2006
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
ARLINGTON, VA
Past
July 10, 2000 - January 10, 2001
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
August 31, 1999 - March 31, 2006
PRIVATE CONSULTING GROUP, INC.
RIA
CRD#: 45053
ARLINGTON, VA
Past
November 30, 1998 - July 10, 2000
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
PORTLAND, OR
Past
September 18, 1989 - November 30, 1998
MASON SECURITIES, INC.
BD
CRD#: 12967
RESTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KEEL POINT, LLC
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
CRD#: 127902 / SEC#: 801-62249
RIA
Registered Investment Advisory firm - (8/1/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2015)
RR
California(3/4/2015)
IAR
California(6/5/2018)
RR
Colorado(2/15/2018)
RR
Connecticut(3/4/2015)
RR
Delaware(3/12/2015)
RR
District of Columbia(3/4/2015)
RR
Florida(3/4/2015)
RR
Georgia(3/4/2015)
RR
Kansas(8/11/2017)
RR
Maryland(3/4/2015)
RR
Michigan(3/4/2015)
RR
Missouri(3/4/2015)
RR
New Hampshire(3/4/2015)
RR
North Carolina(3/4/2015)
RR
Ohio(3/4/2015)
RR
Pennsylvania(3/4/2015)
RR
South Carolina(3/4/2015)
RR
Texas(3/4/2015)
IAR
Texas(3/4/2015)
RR
Virginia(3/4/2015)
IAR
Virginia(3/4/2015)
RR
Washington(3/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KEEL POINT, LLC
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
CRD#: 127902 / SEC#: 801-62249
RIA
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Contact information
Main Address
100 Church Street Suite 500, Huntsville, AL 35801
Mailing Address
Phone number
(256) 704-5111
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,626 |
| AUM (Assets Under Management) | $ 3,464,607,203 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 01/26/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
