Michael A. Koscher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Adam Koscher, who also goes by Mike Koscher, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - February 26, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 6, 2012 - December 18, 2012
NATIONWIDE SECURITIES, LLC
May 14, 2009 - December 31, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
May 6, 2009 - December 18, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 5, 2006 - November 18, 2008
NATIONWIDE INVESTMENT ADVISORS, LLC
September 11, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 7, 2006 - January 13, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 5, 2005 - September 18, 2006
CITIGROUP GLOBAL MARKETS INC.
September 16, 2005 - September 18, 2006
CITIGROUP GLOBAL MARKETS INC.
April 18, 1996 - June 18, 1997
BOA INVESTMENTS, INC
October 7, 1993 - April 30, 1996
VESTAX SECURITIES CORPORATION
January 19, 1990 - December 5, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 19, 1990 - December 5, 1991
PRUCO SECURITIES, LLC.
November 3, 1989 - January 3, 1990
OMNI CAPITAL MARKETS, INCORPORATED
June 20, 1989 - October 23, 1989
FREEDOM FIRST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
