Michael F. Lane

SEI INVESTMENTS MANAGEMENT CORP

Austin, TX

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CRD#: 1962918

Professional summary

Michael Farrin Lane is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in Austin, Texas and SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FinServ Foundation (Omaha, NE); Advisory Board Member; Non-investment related; FinServ Foundation is a foundation established to provide coaching and assistance to a diverse set of seniors in college before entering the industry; Role: Provide insight about activities of the Foundation that would be helpful to the participants entering the Financial Services business; Start Date: 4/01/2021; Less than 3 advisory board meetings a year lasting 1-2 hours each.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Farrin Lane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2024 - Present

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

Austin, TX

Current

September 24, 2024 - Present

SEI INVESTMENTS DISTRIBUTION CO.

Office #1: One Freedom Valley Drive, Oaks, PA 19456

CRD#: 10690

Oaks, PA

Past

June 7, 2018 - August 12, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

June 7, 2018 - August 12, 2024

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

September 4, 2012 - October 30, 2014

DIMENSIONAL SMARTNEST (US) LLC

RIA

CRD#: 155539

AUSTIN, TX

Past

January 25, 2011 - April 30, 2018

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

November 18, 2004 - April 30, 2018

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

August 16, 2001 - September 10, 2004

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

November 18, 1998 - July 13, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

December 5, 1994 - November 20, 1998

AFSG SECURITIES CORPORATION

CRD#: 18374

CEDAR RAPIDS, IA

Past

January 14, 1994 - October 27, 1994

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

September 27, 1993 - December 31, 1993

CYGNET SECURITIES, INC.

CRD#: 28686

WALDWICK, NJ

Past

January 23, 1990 - September 30, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 23, 1990 - September 30, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEI INVESTMENTS MANAGEMENT CORP

CRD#: 105146 / SEC#: 801-24593

RIA

Registered Investment Advisory firm - (6/27/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/24/2024)

IAR

Pennsylvania
(9/25/2024)

Texas
(9/24/2024)

IAR

Texas
(9/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/24/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/15/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SEI INVESTMENTS MANAGEMENT CORP

CRD#: 105146 / SEC#: 801-24593

RIA

Registered Investment Advisory firm - (6/27/1985 Approved)

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Contact information

Main Address

One Freedom Valley Drive, Oaks, PA 19456

Mailing Address

Phone number

(610) 676-1000

Established

Firm type

Fiscal year end

# of Employees

447

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMC FORM ADV PART 2A - INDEPENDENT ADVISOR SOLUTIONS BY SEI (8/15/2025)

SIMC FORM ADV PART 2A - SEI PRIVATE BANKING (3/31/2025)

SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (INDEPENDENT ADVISOR SOLUTIONS BY SEI) (3/31/2025)

SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (PRIVATE WEALTH MANAGEMENT) (3/31/2025)

SIMC FORM ADV PART 2A - SEI INSTITUTIONAL GROUP (3/31/2025)

SIMC FORM ADV PART 2A - SEI PRIVATE WEALTH MANAGEMENT (3/31/2025)

Regulatory assets under management

Total Number of Accounts	99,603
AUM (Assets Under Management)	$ 198,143,431,156

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael F. Lane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Farrin Lane's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEI INVESTMENTS DISTRIBUTION CO.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

DIMENSIONAL SMARTNEST (US) LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

AFSG SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

CYGNET SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SEI INVESTMENTS MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2011

Series 63

Date: 1/22/1990

Series 6TO

Date: 9/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2005

Series 6

Date: 1/22/1990

Series 24

Date: 11/3/2005

Series 26

Date: 8/15/1997

FINRA

Current Firm

SEI INVESTMENTS MANAGEMENT CORP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEI INVESTMENTS MANAGEMENT CORP

TRUST BUT VERIFY

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