Patricia G. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Gail Peterson, who also goes by Patricia Evershed, Patricia Evershed Peterson, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1989. Patricia had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2020 - June 14, 2022
IP FINANCIAL ADVISORY SERVICES LLC
January 8, 2018 - June 14, 2022
INNOVATION PARTNERS LLC
January 7, 2018 - May 5, 2021
INNOVATION PARTNERS LLC
October 13, 2015 - December 1, 2017
INNOVATION PARTNERS LLC
October 13, 2015 - December 1, 2017
INNOVATION PARTNERS LLC
November 17, 2009 - September 21, 2015
WFG ADVISORS, LP
November 17, 2009 - September 18, 2015
WFG INVESTMENTS, INC.
September 5, 2001 - December 1, 2009
VALIC FINANCIAL ADVISORS, INC.
May 18, 1999 - December 1, 2009
VALIC FINANCIAL ADVISORS, INC.
July 17, 1989 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
