Eric O. Rivera Bonilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Orlando Rivera Bonilla, who also goes by Eric Orlando Rivera, Eric O Rivera Bonilla, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1989. Eric had worked at 17 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2022 - September 3, 2025
CETERA INVESTMENT ADVISERS LLC
June 9, 2022 - September 3, 2025
CETERA INVESTMENT SERVICES LLC
July 8, 2021 - June 14, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 27, 2021 - June 3, 2022
FIDELITY BROKERAGE SERVICES LLC
October 2, 2017 - May 26, 2021
ALLSTATE FINANCIAL SERVICES, LLC
November 29, 2016 - October 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2016 - October 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2015 - November 16, 2016
BB&T INVESTMENT SERVICES, INC.
August 4, 2015 - November 16, 2016
BB&T INVESTMENT SERVICES, INC.
January 5, 2010 - August 3, 2015
CUSO FINANCIAL SERVICES, L.P.
December 11, 2009 - August 3, 2015
CUSO FINANCIAL SERVICES, L.P.
December 20, 2005 - November 6, 2009
CUNA BROKERAGE SERVICES, INC.
August 11, 2005 - November 6, 2009
CUNA BROKERAGE SERVICES, INC.
August 24, 2004 - July 29, 2005
AMSOUTH INVESTMENT SERVICES, INC.
May 13, 2004 - July 16, 2004
CHARLES SCHWAB & CO., INC.
July 3, 2001 - February 6, 2004
POPULAR SECURITIES, LLC
June 24, 1993 - July 13, 2001
CHARLES SCHWAB & CO., INC.
February 5, 1993 - February 26, 1993
WADDELL & REED
July 19, 1991 - July 2, 1993
SECURITIES MANAGEMENT & RESEARCH, INC.
July 25, 1990 - July 1, 1991
METROPOLITAN LIFE INSURANCE COMPANY
July 25, 1990 - July 1, 1991
MSI FINANCIAL SERVICES, INC.
November 20, 1989 - March 17, 1990
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 7/21/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
