Alfred J. Puchala
Professional summary
Alfred John Puchala JR., who also goes by Al Puchala, Alfred John Puchala Jr, Alfred John Puchala, is a registered financial advisor currently at CAPZONE MANAGEMENT LLC located in Norwalk, Connecticut.
Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Alfred has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 50, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfred John Puchala JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2024 - Present
CAPZONE MANAGEMENT LLC
Office #1: 50 Washington Street 9th Floor, Norwalk, CT, 06854December 8, 2017 - May 29, 2018
PICKWICK CAPITAL PARTNERS, LLC
October 23, 2014 - December 11, 2017
ACADEMY SECURITIES, INC.
October 13, 2011 - January 31, 2014
MOELIS & COMPANY LLC
December 22, 1994 - April 18, 1996
LAZARD FRERES & CO. LLC
Primary Firm SEC Registration
CAPZONE MANAGEMENT LLC
CRD#: 330135 / SEC#: 801-130055
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2024)
Exams
Current Firm
CAPZONE MANAGEMENT LLC
CRD#: 330135 / SEC#: 801-130055
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 204,794,770 |
Red Flags
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