Ivan P. Feinseth

TIGRESS FINANCIAL PARTNERS

New York, NY 10022

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CRD#: 1961493

Professional summary

Ivan Philip Feinseth is a registered financial advisor currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.

Ivan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Ivan has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Philip Feinseth's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ivan Philip Feinseth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2019 - Present

TIGRESS FINANCIAL PARTNERS, LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022

RIA

CRD#: 154717

New York, NY

Current

November 2, 2011 - Present

TIGRESS FINANCIAL PARTNERS, LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022

RIA

CRD#: 154717

New York, NY

Past

February 1, 2011 - July 19, 2011

LAMPERT CAPITAL MARKETS INC.

CRD#: 103725

NY, NY

Past

November 1, 2010 - November 8, 2010

COWEN PRIME SERVICES LLC

CRD#: 153397

NEW YORK, NY

Past

July 26, 2010 - November 5, 2010

SANDERS MORRIS LLC

CRD#: 20580

NEW YORK, NY

Past

July 9, 2004 - May 1, 2007

MATRIX U.S.A., LLC

CRD#: 38057

NEW YORK, NY

Past

March 4, 2003 - December 2, 2003

THE SHATTAN GROUP LLC

CRD#: 41331

NEW YORK, NY

Past

October 1, 1999 - January 10, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 12, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

April 30, 1998 - January 8, 1999

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 24, 1997 - April 3, 1998

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

June 16, 1995 - April 14, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 18, 1989 - June 26, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/10/2012)

Colorado
(11/20/2024)

Connecticut
(6/29/2012)

District of Columbia
(6/1/2012)

Florida
(4/25/2012)

Maryland
(4/12/2012)

Minnesota
(12/17/2020)

New Jersey
(5/9/2012)

New York
(2/29/2012)

South Carolina
(12/4/2020)

Texas
(7/9/2012)

IAR

Texas
(6/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/4/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 10/29/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/24/2010

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA

Registered Investment Advisory firm - SEC (2/21/2024 Terminated)

Florida

Registered Investment Advisory firm - SEC (7/2/2025 Approved)

New York

Registered Investment Advisory firm - SEC (4/27/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

410 Park Avenue 12th Floor, New York, NY 10022

Mailing Address

410 Park Avenue 12th Floor, New York, NY 10022

Phone number

(212) 430-8750

Established

Delaware since 05/26/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TIGRESS HOLDINGS LLC	MAJORITY OWNER
CHEN, CHIASHIN NMN	CHIEF COMPLIANCE OFFICER	2992660
DIBARTOLO, CYNTHIA DENISE	CHIEF EXECUTIVE OFFICER	2413494
MARRONE, MICHAEL THOMAS	PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP	4859949

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 11,558,041

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ivan P. Feinseth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Philip Feinseth's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ivan Philip Feinseth's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIGRESS FINANCIAL PARTNERS, LLC

LAMPERT CAPITAL MARKETS INC.

COWEN PRIME SERVICES LLC

SANDERS MORRIS LLC

MATRIX U.S.A., LLC

THE SHATTAN GROUP LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CIBC WORLD MARKETS CORP.

AXIOM CAPITAL MANAGEMENT, INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2015

Series 63

Date: 8/5/2010

SIE

Date: 10/1/2018

Series 87

Date: 3/4/2011

Series 86

Date: 10/29/2010

Series 7

Date: 7/24/2010

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TIGRESS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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