Christopher J. Reinholz

CETERA INVESTMENT ADVISERS LLC

ST CLOUD, MN 56301

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CRD#: 1961258

Professional summary

Christopher Jon Reinholz is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Cloud, Minnesota and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 16 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Reinholz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

RIA

CRD#: 105644

ST CLOUD, MN

Current

June 20, 1989 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 15340

St Cloud, MN

Current

May 29, 2008 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 13572

St Cloud, MN

Current

May 29, 2008 - Present

CETERA ADVISORS LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 10299

St Cloud, MN

Current

April 25, 2012 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 10358

St Cloud, MN

Past

March 30, 2016 - November 29, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

St. Cloud, MN

Past

March 30, 2016 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

ST CLOUD, MN

Past

March 30, 2016 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

ST CLOUD, MN

Past

March 30, 2016 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ST CLOUD, MN

Past

November 12, 2015 - December 19, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

ST. CLOUD, MN

Past

January 16, 2015 - February 10, 2015

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

ST CLOUD, MN

Past

January 14, 2015 - February 10, 2015

LEGEND EQUITIES CORPORATION

CRD#: 30999

St. Cloud, MN

Past

January 14, 2015 - February 10, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

January 14, 2015 - February 10, 2015

INVESTORS CAPITAL CORP.

CRD#: 30613

ST. CLOUD, MN

Past

January 14, 2015 - February 10, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

St. Cloud, MN

Past

January 29, 2014 - January 31, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

DENVER, CO

Past

May 29, 2008 - August 2, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SAINT CLOUD, MN

Past

October 15, 2002 - November 14, 2003

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

November 8, 2001 - February 6, 2002

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

March 8, 2000 - December 31, 2010

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

March 7, 2000 - November 8, 2001

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

August 29, 1996 - November 17, 2009

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/1989)

Arizona
(7/28/1989)

Arkansas
(7/24/1989)

California
(7/22/1989)

Colorado
(7/22/1989)

District of Columbia
(10/5/1990)

Florida
(7/24/1989)

Georgia
(7/22/1989)

Idaho
(7/31/1989)

Illinois
(7/22/1989)

Indiana
(7/22/1989)

Iowa
(7/24/1989)

Kansas
(7/22/1989)

Kentucky
(8/1/1989)

Louisiana
(7/27/1989)

Maryland
(7/22/1989)

Massachusetts
(7/22/1989)

Michigan
(7/25/1989)

Minnesota
(7/24/1989)

IAR

Minnesota
(1/29/2014)

Mississippi
(7/24/1989)

Missouri
(7/24/1989)

Montana
(7/24/1989)

Nebraska
(7/22/1989)

Nevada
(7/22/1989)

New Mexico
(7/22/1989)

New York
(7/22/1989)

North Carolina
(7/24/1989)

North Dakota
(7/24/1989)

Ohio
(7/25/1989)

Oklahoma
(7/24/1989)

Oregon
(7/22/1989)

Pennsylvania
(7/22/1989)

South Carolina
(7/25/1989)

South Dakota
(1/7/1997)

Tennessee
(7/24/1989)

Texas
(7/24/1989)

IAR

Texas
(1/12/2023)

Utah
(8/4/1989)

Virginia
(7/24/1989)

Washington
(7/22/1989)

West Virginia
(7/24/1989)

Wisconsin
(7/25/1989)

Wyoming
(8/3/1989)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/28/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/2/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/2/1990

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Christopher J. Reinholz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Reinholz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

CETERA ADVISORS LLC

CETERA FINANCIAL SPECIALISTS LLC

VSR FINANCIAL SERVICES, INC.

GIRARD SECURITIES, INC.

SUMMIT BROKERAGE SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

INVESTORS CAPITAL CORP.

SUMMIT BROKERAGE SERVICES, INC.

LEGEND EQUITIES CORPORATION

J.P. TURNER & COMPANY, L.L.C.

INVESTORS CAPITAL CORP.

FIRST ALLIED SECURITIES, INC.

CETERA INVESTMENT SERVICES LLC

VOYA FINANCIAL ADVISORS, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

GUARANTY BROKERAGE SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCNORTH INVESTMENT GROUP, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/1989

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/28/2000

Series 7

Date: 6/17/1989

Series 53

Date: 7/2/1997

Series 24

Date: 3/3/1995

Series 4

Date: 11/2/1990

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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