MS
Mark A. Stull
JANNEY MONTGOMERY SCOTT LLC
Washington, DC 20037-1102
Some features on this profile are disabled
CRD#: 1960983
MS
Professional summary
Mark Allen Stull, who also goes by Mark A Stull, Mark Allen Stull, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Washington, District Of Columbia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 8, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A Stull | Mark Allen Stull
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Frederick County Landmarks Foundation Preservation, Frederick, MD. Volunteer (09/2016) at fundraising events. Not compensated, not investment related, 2 hours/month. 2. Inspired, LLC, Frederic, MD. Member/Partner (11/2018) with spouse esthetics business. Not compensated, not investment related. 3. The Stull Group, LLC, Frederick, MD. Member/Partner (11/2018) - Air B&B Rental Property. Not investment related, rental income, 3 hours/month. 4. Habitat for Humanity, Frederick, MD. Volunteer (08/2024) - Fundraising events. Not compensated, not investment related, 2 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Stull's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Allen Stull's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1255 23rd Street Nw Suite 810, Washington, DC 20037-1102Office #2: 4340 East-west Hwy. Suite 1130, Bethesda, MD 20814Office #3: 1800 Diagonal Road Suite 550, Alexandria, VA 22314RIA
BD
CRD#: 463
Washington, DC
Current
December 15, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1255 23rd Street Nw Suite 810, Washington, DC 20037-1102Office #2: 4340 East-west Hwy. Suite 1130, Bethesda, MD 20814Office #3: 1800 Diagonal Road Suite 550, Alexandria, VA 22314RIA
BD
CRD#: 463
Washington, DC
Past
January 14, 2020 - December 15, 2023
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
VIENNA, VA
Past
January 14, 2020 - December 15, 2023
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
VIENNA, VA
Past
January 2, 2018 - January 15, 2020
BB&T SECURITIES, LLC
RIA
CRD#: 142785
WASHINGTON, DC
Past
January 2, 2018 - January 15, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
WASHINGTON, DC
Past
September 19, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
WASHINGTON, DC
Past
September 19, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
WASHINGTON, DC
Past
September 21, 2010 - September 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALEXANDRIA, VA
Past
September 21, 2010 - September 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALEXANDRIA, VA
Past
April 28, 2009 - September 28, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COLUMBIA, MD
Past
April 28, 2009 - September 28, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COLUMBIA, MD
Past
June 28, 2005 - April 13, 2009
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BALTIMORE, MD
Past
June 27, 2005 - April 13, 2009
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BALTIMORE, MD
Past
March 21, 2003 - July 15, 2005
TRUIST SECURITIES, INC.
RIA
CRD#: 6271
WASHINGTON, DC
Past
March 21, 2003 - June 30, 2005
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
October 17, 1995 - March 27, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
CHEVY CHASE, MD
Past
September 1, 1995 - March 27, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 21, 1991 - September 11, 1995
CHAPIN, DAVIS
BD
CRD#: 28116
BALTIMORE, MD
Past
August 22, 1989 - March 27, 1991
JONES FALLS SECURITIES INC.
BD
CRD#: 1437
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/26/2024)
RR
California(1/26/2024)
RR
Colorado(1/26/2024)
RR
District of Columbia(12/15/2023)
IAR
District of Columbia(1/2/2024)
RR
Florida(12/15/2023)
RR
Georgia(1/26/2024)
RR
Illinois(12/15/2023)
RR
Indiana(1/26/2024)
RR
Kentucky(1/26/2024)
RR
Maine(1/26/2024)
RR
Maryland(12/15/2023)
IAR
Maryland(12/15/2023)
RR
Massachusetts(1/26/2024)
RR
Minnesota(1/26/2024)
RR
Mississippi(1/26/2024)
RR
Missouri(12/15/2023)
RR
Nebraska(1/26/2024)
RR
Nevada(1/26/2024)
RR
New Mexico(1/26/2024)
RR
New York(1/26/2024)
RR
North Carolina(12/15/2023)
IAR
North Carolina(12/15/2023)
RR
North Dakota(1/26/2024)
RR
Oklahoma(1/26/2024)
RR
Puerto Rico(1/26/2024)
RR
South Carolina(12/15/2023)
IAR
South Carolina(12/15/2023)
RR
South Dakota(1/26/2024)
RR
Tennessee(12/15/2023)
RR
Texas(12/15/2023)
IAR
Texas(12/15/2023)
RR
Utah(1/26/2024)
RR
Vermont(12/15/2023)
RR
Virginia(12/15/2023)
IAR
Virginia(12/15/2023)
RR
Washington(1/26/2024)
RR
West Virginia(12/15/2023)
IAR
West Virginia(12/20/2023)
RR
Wisconsin(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/24/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
