Anthony Joseph Campen
Professional Summary
Anthony Joseph Campen was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1989 - 2022. Anthony had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
AVALON RETIREMENT SPECIALISTS, INC. | PEAK ONE FINANCIAL | NTB FINANCIAL CORPORATION | NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | NTB ADVISERS, A DIVISION OF NTB FINANCIAL CORPORATION | NTB ADVISERS, A DIVISION OF NEIDIGER, TUCKER, BRUNER INC | NEIDIGER, TUCKER, BRUNER, INC. | EAST FORSYTH INVESTMENTS | COLBY & WHITE
Contact Information
Main Address
1745 Shea Center Drivee Suite 400, Highlands Ranch, CO 80129Phone Number
(303) 825-1825Established
Colorado since 05/20/1977Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
58Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN, MICHAEL JOHN | SHAREHOLDER | 1437315 |
| PETRELLI, ANTHONY BENEDICT | SHAREHOLDER | 809169 |
| ROESENER, REGINA LEE | SHAREHOLDER | 1937783 |
| CAMPEN, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | 1959903 |
| DOWELL, BRAD ALLEN | CHIEF FINANCIAL OFFICER FINOP, PRINCIPAL FINANCIAL OFFICER | 1308189 |
Regulatory Assets Under Management
Total Number of Accounts
724AUM (Assets Under Management)
$250,252,265Disclosures
Regulatory Event
5Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2018About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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