PH
Paul C. Hill Jr
OSAIC INSTITUTIONS
Newton, MA 02459
Some features on this profile are disabled
CRD#: 1959724
PH
Professional summary
Paul Charles Hill Jr, who also goes by Paul Charles Hill Jr, Paul Charles Hill Jr Jr, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Newton, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Charles Hill Jr | Paul Charles Hill Jr Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Charles Hill Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Charles Hill Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2009 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 10 Langley Road, Newton, MA 02459Office #2: South Brookline 1018 W. Roxbury Pkwy, Chestnut Hill, MA 02467Office #3: West Roxbury 1808 Centre Street, West Roxbury, MA 02132Office #4: Newtonville 323 Walnut Street, Newton, MA 02460Office #5: 1160 Walnut Street, Newton, MA 02461Office #6: 902 Highland Avenue, Needam Heights, MA 02494Office #7: 5 Washington Street, Wellesley, MA 02481Office #8: 1793 Massachusetts Avenue, Lexington, MA 02420Office #9: 168 Great Road, Bedford, MA 01730Office #10: 72 Burlington Mall Road, Burlington, MA 01803Office #11: 201 Salem Street, Medford, MA 02155Office #12: 856 Massachusetts Avenue, Arlington, MA 02476Office #13: 456 Main Street, Waltham, MA 02452Office #14: 1220 Boylston St, Chestnut Hill, MA 02467Office #15: 107 High Street, Danvers, MA 01923Office #16: 31 Market Street, Ipswich, MA 01938Office #17: 8-10 Martin Street, Essex, MA 01929Office #18: 207 Main Street, Gloucester, MA 01930Office #19: 144 Newburyport Turnpike, Rowley, MA 01969RIA
BD
CRD#: 35371
Newton, MA
Current
October 13, 2009 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 10 Langley Road, Newton, MA 02459Office #2: South Brookline 1018 W. Roxbury Pkwy, Chestnut Hill, MA 02467Office #3: West Roxbury 1808 Centre Street, West Roxbury, MA 02132Office #4: Newtonville 323 Walnut Street, Newton, MA 02460Office #5: 1160 Walnut Street, Newton, MA 02461Office #6: 902 Highland Avenue, Needam Heights, MA 02494Office #7: 5 Washington Street, Wellesley, MA 02481Office #8: 1793 Massachusetts Avenue, Lexington, MA 02420Office #9: 168 Great Road, Bedford, MA 01730Office #10: 72 Burlington Mall Road, Burlington, MA 01803Office #11: 201 Salem Street, Medford, MA 02155Office #12: 856 Massachusetts Avenue, Arlington, MA 02476Office #13: 456 Main Street, Waltham, MA 02452Office #14: 1220 Boylston St, Chestnut Hill, MA 02467Office #15: 107 High Street, Danvers, MA 01923Office #16: 31 Market Street, Ipswich, MA 01938Office #17: 8-10 Martin Street, Essex, MA 01929Office #18: 207 Main Street, Gloucester, MA 01930Office #19: 144 Newburyport Turnpike, Rowley, MA 01969RIA
BD
CRD#: 35371
Newton, MA
Past
August 26, 2008 - August 17, 2009
TD AMERITRADE, INC.
RIA
CRD#: 7870
PROVIDENCE, RI
Past
August 26, 2008 - August 17, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
PROVIDENCE, RI
Past
August 18, 2008 - August 17, 2009
TD AMERITRADE, INC.
BD
CRD#: 7870
PROVIDENCE, RI
Past
March 8, 2006 - August 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PROVIDENCE, RI
Past
March 8, 2006 - August 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PROVIDENCE, RI
Past
July 22, 2005 - March 8, 2006
ADVEST, INC.
RIA
CRD#: 10
PROVIDENCE, RI
Past
March 4, 2005 - March 8, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
December 17, 2002 - March 15, 2005
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
September 24, 1992 - December 4, 2002
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
June 20, 1989 - September 17, 1992
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/2/2023)
RR
Indiana(1/16/2023)
RR
Maryland(12/11/2014)
RR
Massachusetts(10/14/2009)
IAR
Massachusetts(10/29/2009)
RR
Minnesota(5/20/2019)
RR
New Hampshire(8/25/2011)
RR
New Jersey(8/24/2011)
RR
Puerto Rico(4/8/2015)
RR
Rhode Island(10/14/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC INSTITUTIONS, INC.
CRD#: 35371Newton, MA 02459TRUST BUT VERIFY
Monitor Paul Hill Jr
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
