Peter A. Gouzos
Professional summary
Peter Alex Gouzos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Peter had worked at 15 firms, which includes HUNTER SCOTT FINANCIAL LLC., VIEWTRADE FINANCIAL, EMERSON BENNETT & ASSOCIATES, J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, THE WELLINGTON GROUP INC., REICH & CO. INC., H.J. MEYERS & CO. INC., MANCHESTER RHONE SECURITIES CORP., LEHMAN BROTHERS INC., BERKELEY SECURITIES CORPORATION, GLOBAL CAPITAL SECURITIES INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2003 - July 24, 2014
HUNTER SCOTT FINANCIAL LLC.
December 20, 2002 - January 31, 2003
VIEWTRADE FINANCIAL
September 4, 1999 - January 29, 2001
EMERSON BENNETT & ASSOCIATES
August 13, 1997 - May 25, 1999
J.P. TURNER & COMPANY, L.L.C.
September 17, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
May 11, 1994 - October 14, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 6, 1993 - May 12, 1994
THE WELLINGTON GROUP, INC.
August 26, 1992 - March 1, 1993
REICH & CO., INC.
October 17, 1991 - August 28, 1992
H.J. MEYERS & CO., INC.
August 7, 1991 - October 22, 1991
MANCHESTER RHONE SECURITIES CORP.
May 20, 1991 - July 19, 1991
LEHMAN BROTHERS INC.
April 26, 1991 - May 3, 1991
BERKELEY SECURITIES CORPORATION
December 3, 1990 - February 6, 1991
GLOBAL CAPITAL SECURITIES, INC.
June 22, 1989 - August 4, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 22, 1989 - August 4, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER SCOTT FINANCIAL LLC.
CRD#: 45559 / SEC#: , 8-51097
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
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