Joyce C. Crofutt
Professional summary
Joyce C Crofutt, who also goes by Joyce Lynn Caldwell, Joyce Caldwell, Joyce Caldwell Crofutt, Joyce L Caldwell, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Joyce is registered as a RR (Registered Representative) and started their career in finance in 1990. Joyce has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joyce C Crofutt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172January 12, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
May 24, 2005 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
February 5, 2001 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
February 1, 1996 - December 31, 2000
BANC ONE SECURITIES CORPORATION
May 19, 1995 - February 1, 1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
May 19, 1993 - December 14, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 19, 1993 - December 14, 1994
OSAIC FA, INC.
January 24, 1990 - February 21, 1992
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(10/15/2014)
(11/6/2020)
(1/2/2020)
(11/6/2020)
(1/3/2011)
(11/6/2020)
(11/30/2015)
(1/23/2023)
(1/19/2025)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
