Kevin P. Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Patrick Mcnamara was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2019 - December 5, 2019
BROADSTONE SECURITIES
March 25, 2017 - May 17, 2017
MML INVESTORS SERVICES, LLC
February 28, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
December 10, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 1, 2009 - April 28, 2010
MORGAN STANLEY
December 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 14, 1999 - July 11, 2008
UBS FINANCIAL SERVICES INC.
July 31, 1993 - April 19, 1999
CITIGROUP GLOBAL MARKETS INC.
September 18, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
June 20, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/7/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
