Arthur G. Faren
Professional summary
Arthur Gilbert Faren, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Lauderdale, Florida and TRUIST INVESTMENT SERVICES, INC. located in Fort Lauderdale, Florida.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Arthur has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Gilbert Faren's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1991
Experience
January 18, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301January 12, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301July 1, 2003 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 26, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 23, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 1, 1993 - March 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 1989 - March 19, 1993
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2018)
(1/12/2018)
(2/5/2018)
(1/18/2018)
(1/29/2018)
(1/31/2018)
(2/11/2025)
(1/24/2018)
(11/16/2021)
(11/30/2022)
(1/16/2018)
(8/27/2019)
(2/1/2018)
(1/29/2018)
(12/2/2020)
(9/7/2018)
(2/1/2018)
(2/2/2018)
(2/5/2018)
(2/19/2018)
(3/13/2020)
(9/20/2023)
(3/8/2023)
(1/16/2018)
(11/15/2018)
(7/12/2019)
(9/29/2020)
(1/29/2018)
(2/2/2018)
(1/21/2021)
(5/2/2019)
(1/16/2018)
(1/29/2018)
(2/2/2018)
(3/23/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Fort Lauderdale, FL 33301TRUST BUT VERIFY
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