Mike E. Konstantinidis
Professional summary
Mike E Konstantinidis, who also goes by Michael E Konstantinidis, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Astoria, New York.
Mike is registered as a RR (Registered Representative) and started their career in finance in 1989. Mike has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mike E Konstantinidis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2012 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 44-06 31 Avenue, Astoria, NY 11103December 22, 1999 - December 31, 2011
PRINCIPAL SECURITIES, INC.
February 4, 1998 - December 20, 1999
NEW ENGLAND SECURITIES
October 28, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 28, 1996 - January 23, 1998
SIGNATOR INVESTORS, INC.
March 1, 1996 - September 10, 1996
MML INVESTORS SERVICES, LLC
June 28, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
July 6, 1994 - February 8, 1995
LEGEND EQUITIES CORPORATION
January 4, 1994 - July 6, 1994
PRIME CAPITAL SERVICES, INC.
July 12, 1993 - December 31, 1993
VOYA FINANCIAL ADVISORS, INC.
November 22, 1989 - July 15, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2012)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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